Every interaction logged, every message archived, every action auditable. Poseidon gives you the compliance infrastructure your practice demands.
Poseidon meets the compliance requirements of every major financial regulatory body.
All prospecting activities logged and auditable per FINRA communication requirements. Message archiving meets recordkeeping obligations.
Compliant with the SEC's updated Marketing Rule (206(4)-1). Testimonial and endorsement tracking built-in for registered advisors.
Independent audit verifies our security controls for data handling, availability, and confidentiality. Annual re-certification.
Full GDPR compliance for advisors with international prospects. Data processing agreements, right to erasure, and consent management.
California Consumer Privacy Act compliance. Transparent data practices, opt-out mechanisms, and privacy-first architecture.
Never worry about compliance documentation again. Poseidon logs everything automatically.
Connection requests, follow-ups, content shares, and responses—all captured automatically with full message content.
Precise timestamps on every activity. Know exactly when each interaction happened for compliance inquiries.
Activity logs cannot be modified or deleted. Tamper-proof audit trail that meets the highest regulatory standards.
One-click export of complete activity logs in CSV, PDF, or JSON. Ready for compliance reviews, audits, or internal reporting.
Manage your entire team's prospecting from one centralized dashboard with compliance controls built in.
Assign granular access levels: admin, manager, advisor, viewer. Control who can create campaigns, approve messages, and view analytics.
Require compliance approval before campaigns go live. Built-in review queues with approve/reject/edit capabilities.
Real-time dashboard showing all team activity. See who's doing what, when, and with which prospects—across your entire firm.
Automated alerts for flagged language, unusual activity patterns, or policy violations. Catch issues before they become problems.
Your data is protected by the same security standards used by the world's largest financial institutions.
Data encrypted at rest and in transit
Latest transport layer security protocol
Multi-factor authentication available
Enterprise-grade availability guarantee
Continuous backup with point-in-time recovery
Regular third-party security assessments
Common questions about security and regulatory compliance
Join 500+ advisors who trust Poseidon to keep their prospecting compliant and effective.